Insider Trading Compliance Software

Insider Trading Compliance Software

proCS SEBI Insider Trading Compliance Software

Ensure Full Compliance | Prevent Insider Trading | Automate Regulatory Workflows

Protect Your Organization with Our Comprehensive SEBI Insider Trading Compliance Solution

In the fast-paced world of capital markets, adherence to SEBI’s Insider Trading regulations is critical to maintaining market integrity and corporate governance. Our SEBI Insider Trading Compliance Software is a powerful, easy-to-use platform designed to help organizations automate, monitor, and enforce insider trading policies seamlessly.

Why Choose Our SEBI Insider Trading Compliance Software?

  • Centralized Management: Consolidate all insider trading data, declarations, and approvals in a secure digital platform.
  • Real-Time Monitoring: Track and analyze insider trading activities to detect and prevent suspicious behavior.
  • Automated Workflows: Streamline pre-clearance requests, trading window management, and employee declarations & UPSI tracking with minimal manual intervention.
  • Regulatory Reporting:Generate comprehensive audit trails and compliance reports that align with SEBI’s regulatory framework.
  • Robust Security: Ensure confidentiality of sensitive information with multi-layered security protocols and encryption.

Core Features

  • 1. Insider Declarations & Pre-clearance Management

    • Enable employees and insiders to submit trading declarations and seek pre-clearance electronically. The system automates approvals and enforces blackout periods.

  • 2. Trading Window & Blackout Period Control

    • Automate trading window schedules based on corporate events and ensure strict enforcement of blackout periods across the organization.

  • 3. Automated UPSI Capturing

    • Capturing of UPSI records in an automated manner via e-mail based automation. Hence no manual intervention.

  • 4. Monitoring & Alerts

    • Receive real-time alerts on trading activities, unusual transactions, or policy violations for immediate action by compliance officers.

  • 5. Comprehensive Audit Trails

    • Maintain detailed logs of all insider trading activities, communications, approvals, and audit reports for regulatory inspections.

  • 6. Regulatory Compliance Reports

    • Easily generate and export reports required by SEBI, including insider trading disclosures and compliance certifications.

  • 7. Integration & Scalability

    • Seamlessly integrate with your existing ERP, HR, and trading platforms. Designed to scale with your organization’s growing compliance needs.

How It Works

  1. Register & Configure: Define user roles, insider categories, and compliance policies.
  2. Declare & Approve: Insiders declare trades and request pre-clearance online. Compliance officers review and approve requests.
  3. Monitor & Alert: The system continuously monitors trading activities and alerts on potential violations.
  4. Report & Audit: Generate reports and maintain audit trails for internal governance and regulatory submissions.

Benefits to Your Organization

  • Reduce Compliance Risk: Automate insider trading controls to minimize human error and risk of violations.
  • Increase Transparency: Real-time tracking and comprehensive records improve accountability.
  • Save Time & Resources: Simplify compliance management with automated workflows.
  • Stay Ahead of Regulations: Keep up with evolving SEBI requirements effortlessly.

Trusted by Leading Organizations

Join hundreds of companies who rely on our SEBI Insider Trading Compliance Software to safeguard their market reputation and regulatory standing.

Get Started Today

Protect your organization from insider trading risks and regulatory penalties. Contact us for a demo or to learn how our proCS Insider Trading Compliance Software can work for you.